Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Duffy Cowdrey is a financial advisor with RBC Capital Markets, LLC, a firm with over $50 billion in assets under management. Timothy has been in the industry since 1995 and has experience working with various clients, including individuals, corporations, and charitable organizations. Timothy holds Series 7, 9, 10, 24, 31, and 66 licenses and has been registered with FINRA and the states of Texas and Arizona since 2009. Timothy has also held previous registrations with BANC of America Investment Services, Inc., FOX & COMPANY INVESTMENTS INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Timothy's expertise includes financial planning, portfolio management, and providing services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/21/2016 - Present
RBC Capital Markets, LLC (SCOTTSDALE AZ)
AZ
06/23/2008 - 07/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
AZ
01/29/2007 - 06/24/2008
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
AZ
03/03/2003 - 01/04/2007
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
04/11/1995 - 03/04/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/03/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Cowdrey is the right advisor for you? Invested Better is here to help.
