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Timothy Donohue

Cowen AND Co.

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About Timothy Donohue

Timothy Donohue is a financial advisor who has been in the industry since 1997. He is currently registered with Cowen And Co. and has previously held positions with several other firms including BNP Paribas Securities Corp., BANC OF AMERICA SECURITIES LLC, and Republic New York Securities Corporation. Timothy Donohue holds the following licenses: Series 4, Series 7, Series 63, Series 99TO and SIE. Timothy is also a registered principal.

Firm Information

Timothy Donohue is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Donohue’s Registration & Firm History

FL

10/16/2017 - Present

Cowen AND Co. (LAKE MARY FL)

FL

10/16/2017 - 07/21/2020

COWEN EXECUTION SERVICES LLC (LAKE MARY FL)

TX

01/20/2017 - 09/22/2017

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

NY

12/24/2008 - 09/23/2016

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

09/08/2008 - 09/23/2016

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

01/28/2004 - 07/29/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/10/1999 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/20/1999 - 12/22/1999

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/01/1996 - 05/04/1999

REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2017

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Donohue.
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