Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Soderquist is an Investment Advisor Representative associated with Wealthpenn.comllc. Timothy has been in the industry since September 5, 1998. Timothy holds Series 7, 31, 63, and 65 licenses. Timothy is registered in 31 states. Timothy has been with Wealthpenn.comllc since February 18, 2011, and was previously with J.P. MORGAN SECURITIES LLC. Timothy has been employed with Morgan Stanley Smith Barney since February 2011, and Morgan Stanley Private Bank, National Association since January 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
03/26/2020 - Present
Wealthpenn.comllc (Greenwood Village CO)
CO
10/01/2008 - 03/03/2011
J.P. MORGAN SECURITIES LLC (DENVER CO)
CO
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DENVER CO)
CO
02/26/2004 - 07/01/2006
BANC ONE SECURITIES CORPORATION (DENVER CO)
IL
09/23/2002 - 10/14/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
09/29/1997 - 03/16/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
07/24/1996 - 09/30/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MO
09/22/1995 - 06/27/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 3/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 9/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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