Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Pauley is an investment advisor representative with over 30 years of experience in the financial industry. Timothy is registered with Raymond James Financial Services Advisors, Inc. and provides financial products and services to the public. Timothy has a strong background in investment advisory services, including portfolio management, financial planning, and pension consulting. Timothy has passed the Series 63, Series 65, Series 7, Series 24, and Series 51 exams, and holds registrations in multiple states, including Wisconsin, Minnesota, Florida, Illinois, and Texas. In addition to his work with Raymond James, Timothy is also involved in the Osceola Industrial Development Corp and The RiverGroup Administration Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
06/01/2009 - Present
Raymond James Financial Services Advisors, Inc. (OSCEOLA WI)
MN
02/25/1993 - 06/01/1999
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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