Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dolan is a registered representative with J.p. Morgan Securities LLC and has been in the industry since December 1995. Timothy Dolan's current registrations are held in New Jersey, New York, and Texas. Timothy Dolan holds FINRA Series 63, 65, 66, 7, 9, 10, 24, and 79 licenses. Timothy Dolan has also worked with previous employers such as Wells Fargo Clearing Services, LLC, TD Ameritrade, Inc., M.S. Howell's & Co., Keeley Investment Corp., Wells Fargo Securities, LLC, Sentinel Financial Services Company, Banc of America Investment Services, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/19/2021 - Present
J.p. Morgan Securities LLC (LODI NJ)
NJ
11/07/2018 - 02/26/2021
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NJ
05/03/2018 - 11/07/2018
TD AMERITRADE, INC. (JERSEY CITY NJ)
AZ
04/26/2016 - 04/16/2018
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
IL
04/22/2013 - 07/30/2015
KEELEY INVESTMENT CORP. (CHICAGO IL)
NY
05/06/2011 - 11/26/2012
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
VT
03/27/2008 - 04/29/2011
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NY
12/20/2006 - 03/07/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
08/24/2000 - 05/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/03/1997 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/15/1994 - 12/06/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
05/17/1993 - 02/18/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 05/17/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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