Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Deane Hiscock is a Registered Representative and Investment Advisor Representative with Apollon Wealth Management, LLC. Timothy has been in the securities industry since November 1994, and has a broad range of experience, having previously worked at UBS Financial Services Inc., SoundView Technology Corporation, Lehman Brothers Inc., ING BARING FURMAN SELZ LLC, J.P. Morgan Securities Inc. and S.G. WARBURG & CO. INC. Timothy holds the Series 7, Series 25, Series 55, SIE and Series 57TO licenses and has passed the Uniform Combined State Law Examination (Series 66). Timothy holds Series 66 licenses for Maine and New Jersey and is currently registered in Maine and New Jersey. Timothy has expertise in financial planning, pension consulting, and portfolio management for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
08/26/2021 - Present
Apollon Wealth Management, LLC (Portland ME)
ME
11/12/2004 - 09/07/2021
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
CT
05/01/2000 - 01/22/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
05/03/1999 - 05/19/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/09/1999 - 04/29/1999
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
05/31/1995 - 02/02/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/08/1994 - 05/09/1995
S.G. WARBURG & CO. INC. (NEW YORK NY)
BOTH
Issued 12/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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