Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dean Pollock is a financial advisor registered in North Dakota. Timothy has been in the industry since June 2013. Timothy is currently affiliated with Wells Fargo Clearing Services, LLC. In the past, Timothy was affiliated with USAA Financial Advisors, Inc., ING Funds Distributor, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Timothy holds Series 6, 63, 65, 66, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
03/21/2023 - Present
Wells Fargo Clearing Services, LLC (FARGO ND)
AZ
03/12/2009 - 04/09/2009
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
04/18/2006 - 10/30/2008
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
NY
12/16/1998 - 01/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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