Unclaimed
Timothy Dean Kaiser is a financial advisor with over 38 years of experience in the industry. He is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2002. Prior to that, Timothy was with Robert W. Baird & Co. Incorporated for 3 years. Timothy is licensed to provide investment advice in Kansas and holds FINRA Series 6 and 63 licenses. Timothy also holds the SIE exam. His primary area of expertise is in investment company products and variable contracts. Timothy is based out of the Wichita, KS office of Northwestern Mutual Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
05/07/1984 - Present
Northwestern Mutual Investment Services, LLC (WICHITA KS)
WI
02/25/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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