Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Stephens is a registered representative with BofA Securities, Inc. Timothy has been in the industry since February 23, 2001. Previously, Timothy worked at RBC Capital Markets, LLC, CBIA Advisors, Inc., Barclays Capital Inc., Charles Schwab & Co., Inc., and Hibbard Brown & Co., Inc. Timothy holds a Series 7, Series 17, Series 24, Series 63, and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/18/2023 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
11/02/2009 - 05/04/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
FL
02/11/2009 - 11/13/2009
CBIA ADVISORS, INC. (BELLEAIRE BEACH FL)
NY
03/12/2002 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NA
02/20/1992 - 12/31/1992
CHARLES SCHWAB & CO., INC.
NA
07/29/1991 - 10/01/1991
HIBBARD BROWN & CO., INC.
BC
Issued 10/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 17 - Limited Registered Representative Examination
BC
Issued 07/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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