Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy David charles Bath is a financial professional with over 15 years of experience in the industry. Timothy currently holds a position at Solomon Partners Securities, LLC in New York, NY. Timothy holds several licenses and certifications, including the Series 79TO, SIE, and Series 17 examinations. Timothy was previously employed by RBC Capital Markets, LLC, where Timothy was registered for over 8 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/01/2017 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
NY
09/10/2008 - 09/13/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 01/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2008
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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