Unclaimed
Timothy Darragh is a financial advisor who has been in the industry since 1988. He is currently registered with Stifel, Nicolaus & Company, Inc. in Illinois and Texas. Timothy has a broad range of experience, having previously worked at Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Chase Securities Inc., Hambrecht & Quist LLC, Alex. Brown & Sons Incorporated, and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/25/2016 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
01/17/2003 - 03/15/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NJ
03/08/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/01/2000 - 03/28/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
09/03/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
03/02/1992 - 09/17/1996
ALEX. BROWN & SONS INCORPORATED
NJ
02/17/1989 - 03/05/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/23/1988 - 03/10/1989
INVESTORS CENTER, INC.
IA
Issued 02/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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