Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wolfe has been in the financial services industry since March 14, 2005. Timothy is currently registered with FTP Securities LLC and is licensed in six states. Timothy is a Series 7, Series 62, Series 63, and SIE licensed representative and has a Series 79TO license for Investment Banking Registered Representative. Previously, Timothy was registered with FTP Securities LLC and Goldman Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/29/2007 - Present
FTP Securities LLC (San Francisco CA)
CA
08/26/2004 - 06/13/2005
FTP SECURITIES LLC (SAN FRANCISCO CA)
NY
09/01/2000 - 07/30/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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