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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Settles is an investment advisor representative with Fidelity Personal And Workplace Advisors in Covington, KY. Timothy has been in the industry since December 14, 2011. Timothy has a Series 63 and Series 66 license as well as Series 7 and Series 6. Timothy has been registered with Fidelity Brokerage Services LLC since January 25, 2007 and with W&S Brokerage Services, Inc. since October 9, 2020. Timothy has a large amount of experience working with individuals and businesses and offers financial planning, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
10/19/2023 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KY
10/09/2020 - 06/08/2021
W&S BROKERAGE SERVICES, INC. (CRESTVIEW HILLS KY)
KY
01/25/2007 - 11/02/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 10/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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