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Timothy Daniel Johnston

Mufg Securities Americas Inc.

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About Timothy Daniel Johnston

Timothy Johnston is a financial professional with Mufg Securities Americas Inc. Timothy holds the Series 7TO, 79TO, and Series 63 licenses, along with the SIE Exam. Timothy has been in the industry for over 4 years and is registered to offer securities in all 50 states.

Firm Information

Timothy Johnston is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Johnston’s Registration & Firm History

NY

05/23/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/23/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Daniel Johnston.
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