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Timothy Daniel Curran

Piper Sandler & Co.

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About Timothy Daniel Curran

Timothy Curran is a financial professional with over 27 years of experience in the industry. Currently, Timothy is registered with Piper Sandler & Co. Timothy has held past positions at Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Sandler, O'Neill & Partners, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, WG Trading Company Limited Partnership, Morgan Stanley & Co., Incorporated, Morgan Stanley Market Products Inc., Sanwa Universal Securities Co., and Sanwa Securities (USA) Co., L.P. Timothy holds FINRA Series 3, 7, 24, 55, 57TO and SIE licenses and is registered in 19 states.

Firm Information

Timothy Curran is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Curran’s Registration & Firm History

TN

04/18/2024 - Present

Piper Sandler & Co. (MEMPHIS TN)

TN

09/05/2023 - 09/27/2023

PIPER SANDLER & CO. (MEMPHIS TN)

TN

09/25/2012 - 09/11/2023

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

06/05/2012 - 03/13/2013

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

TN

01/31/2006 - 04/17/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

04/08/2003 - 10/18/2005

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

05/25/2000 - 10/15/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

05/17/1998 - 05/11/2000

WG TRADING COMPANY LIMITED PARTNERSHIP (GREENWICH CT)

NY

05/31/1996 - 08/07/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

05/31/1996 - 08/07/1997

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

02/03/1994 - 08/11/1995

SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)

NY

12/18/1992 - 08/11/1995

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/13/1998

Series 3 - National Commodity Futures Examination

BC

Issued 03/17/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Daniel Curran.
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