Unclaimed
Timothy Daniel Barnes is a financial professional with over 4 years of experience in the financial industry. Timothy holds Series 3, 7TO, and 63 licenses and is registered in Illinois and New York. He is currently employed at BGC Financial, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2019 - Present
BGC Financial, LP (NEW YORK NY)
BC
Issued 07/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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