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Timothy Daniel Barnes

BGC Financial, LP

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About Timothy Daniel Barnes

Timothy Daniel Barnes is a financial professional with over 4 years of experience in the financial industry. Timothy holds Series 3, 7TO, and 63 licenses and is registered in Illinois and New York. He is currently employed at BGC Financial, LP.

Firm Information

Timothy Barnes is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Barnes’s Registration & Firm History

NY

05/22/2019 - Present

BGC Financial, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2019

Series 3 - National Commodity Futures Examination

BC

Issued 05/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Daniel Barnes.
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