Unclaimed
Timothy Gould is a financial advisor with RBC Capital Markets, LLC. Timothy has been in the industry since 1983. He is registered to offer securities and investment advisory services in numerous states including Minnesota, California, New York, and Florida. Previously, Timothy worked at DAIN RAUSCHER INCORPORATED, OBERWEIS SECURITIES, INC., ENGLER-BUDD & COMPANY INC., and VAN CLEMENS & CO. INCORPORATED. Timothy's professional qualifications include a Series 7, Series 63 and Series 66 license and the SIE exam. Timothy specializes in providing financial advice to individuals, businesses, and institutions. Timothy is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/14/2013 - Present
RBC Capital Markets, LLC (EDINA MN)
NA
11/10/1988 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
02/01/1988 - 12/17/1988
OBERWEIS SECURITIES, INC.
NA
04/07/1986 - 02/01/1988
ENGLER-BUDD & COMPANY INC.
NA
05/26/1983 - 04/11/1986
VAN CLEMENS & CO. INCORPORATED
BOTH
Issued 03/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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