Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Warner is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Swansea, Illinois. Timothy has been in the financial services industry since April 29, 2004. Timothy has passed the Series 7, Series 66 and SIE exams. Timothy has a total of 11 approved state registrations, 7 approved SRO registrations, and 1 approved FINRA registration. Timothy has been registered with Merrill Lynch since November 2013. Timothy has also previously worked at Associated Investment Services, Inc., Fifth Third Securities, Inc., and Pruco Securities, LLC. Timothy serves on the Advisory Board of the Greater Jefferson County Chamber of Commerce and is a Board Member of the Mascoutah School District 19.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/05/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SWANSEA IL)
IL
02/29/2008 - 12/11/2013
ASSOCIATED INVESTMENT SERVICES, INC. (ALTON IL)
IL
01/24/2006 - 03/07/2008
FIFTH THIRD SECURITIES, INC. (MARION IL)
NJ
07/07/2003 - 03/31/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 07/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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