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Timothy D Salm

Northwestern Mutual Investment Services, LLC

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About Timothy D Salm

Timothy Salm is a financial professional with over 11 years of experience in the industry. Timothy is currently registered with Northwestern Mutual Investment Services, LLC in Appleton, WI and has held previous registrations with Thrivent Investment Management Inc. in Appleton, WI. Timothy has a strong track record of providing financial advice and investment management services to individuals and businesses. He is committed to helping clients achieve their financial goals. Timothy is also a Registered Representative. He is a member of the industry’s self-regulatory organizations (SROs), FINRA and the state of Wisconsin.

Firm Information

Timothy Salm is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

4620 N. BALLARD RD

APPLETON, WI 54913

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Timothy Salm’s Registration & Firm History

WI

08/22/2019 - Present

Northwestern Mutual Investment Services, LLC (APPLETON WI)

WI

09/01/2008 - 08/02/2019

THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)

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Licenses & Designations

BOTH

Issued 5/2/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/9/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/13/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 3/24/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/14/2011

Series 7 - General Securities Representative Examination

BC

Issued 8/30/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy D Salm.
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