Unclaimed
Timothy Nick has been in the securities industry since August 24, 2001. Timothy is currently registered with TP Icap Global Markets Americas LLC. Previously, Timothy Nick worked at Tullett Prebon Financial Services LLC, GREYWOLF EXECUTION PARTNERS, INC., MND PARTNERS, INC., Z&Z SECURITIES INC., and DRU STOCK INC. Timothy has successfully passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/03/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
08/01/2012 - 02/02/2016
GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)
NY
04/16/2007 - 08/01/2012
MND PARTNERS, INC. (NEW YORK NY)
NY
10/12/2005 - 04/18/2007
Z&Z SECURITIES INC. (NEW YORK NY)
NJ
10/09/2003 - 10/20/2005
DRU STOCK INC (KINNELON NJ)
NJ
10/09/2003 - 01/09/2004
DRU STOCK INC (KINNELON NJ)
NY
04/23/2001 - 06/06/2003
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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