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Timothy D Nick

TP Icap Global Markets Americas LLC

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About Timothy D Nick

Timothy Nick has been in the securities industry since August 24, 2001. Timothy is currently registered with TP Icap Global Markets Americas LLC. Previously, Timothy Nick worked at Tullett Prebon Financial Services LLC, GREYWOLF EXECUTION PARTNERS, INC., MND PARTNERS, INC., Z&Z SECURITIES INC., and DRU STOCK INC. Timothy has successfully passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7).

Firm Information

Timothy Nick is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Nick’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

02/03/2016 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

08/01/2012 - 02/02/2016

GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)

NY

04/16/2007 - 08/01/2012

MND PARTNERS, INC. (NEW YORK NY)

NY

10/12/2005 - 04/18/2007

Z&Z SECURITIES INC. (NEW YORK NY)

NJ

10/09/2003 - 10/20/2005

DRU STOCK INC (KINNELON NJ)

NJ

10/09/2003 - 01/09/2004

DRU STOCK INC (KINNELON NJ)

NY

04/23/2001 - 06/06/2003

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy D Nick.
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