Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy D. Leonard is a financial advisor with over 20 years of experience in the industry. Leonard is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative (Series 7 and Series 63), and as an Investment Adviser Representative (Series 65). Prior to joining Merrill Lynch, Leonard was employed by Morgan Stanley and Citigroup Global Markets Inc. Leonard holds a broad range of licenses and registrations, including Series 7, 63, and 65. Leonard has a specialization in the areas of portfolio management for individuals and businesses, pension consulting, and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
06/01/2009 - 10/31/2012
MORGAN STANLEY (BEVERLY HILLS CA)
CA
08/03/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
CA
05/25/2001 - 08/10/2001
MARK STEWART SECURITIES, INC. (COSTA MESA CA)
BC
Issued 11/27/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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