Unclaimed
Timothy Dimock is a financial professional with over 27 years of experience in the industry. Timothy is currently registered with J.p. Morgan Securities LLC and has been with the firm since October 2012. Timothy is also registered as an Investment Advisor Representative in Michigan and Texas. Prior to joining J.p. Morgan Securities LLC, Timothy held positions at Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, FFP SECURITIES, INC., VESTAX SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Timothy holds the Series 6, 7, 24, 63, 65 and SIE licenses and the designations Certified Financial Planner and Chartered Financial Consultant. Timothy specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
05/09/2018 - Present
J.p. Morgan Securities LLC (BIRMINGHAM MI)
MI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON WOODS MI)
IL
08/01/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
04/08/1998 - 08/01/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
OH
12/17/1997 - 10/14/1998
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
07/07/1995 - 10/24/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/1995 - 10/24/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
06/08/1990 - 08/31/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 04/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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