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Timothy D Dimock

J.p. Morgan Securities LLC

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About Timothy D Dimock

Timothy Dimock is a financial professional with over 27 years of experience in the industry. Timothy is currently registered with J.p. Morgan Securities LLC and has been with the firm since October 2012. Timothy is also registered as an Investment Advisor Representative in Michigan and Texas. Prior to joining J.p. Morgan Securities LLC, Timothy held positions at Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, FFP SECURITIES, INC., VESTAX SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Timothy holds the Series 6, 7, 24, 63, 65 and SIE licenses and the designations Certified Financial Planner and Chartered Financial Consultant. Timothy specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Timothy Dimock is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Timothy Dimock’s Registration & Firm History

MI

05/09/2018 - Present

J.p. Morgan Securities LLC (BIRMINGHAM MI)

MI

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (HUNTINGTON WOODS MI)

IL

08/01/2002 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MO

04/08/1998 - 08/01/2002

FFP SECURITIES, INC. (CHESTERFIELD MO)

OH

12/17/1997 - 10/14/1998

VESTAX SECURITIES CORPORATION (HUDSON OH)

MN

07/07/1995 - 10/24/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/07/1995 - 10/24/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NJ

06/08/1990 - 08/31/1990

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

IA

Issued 04/22/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/1995

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Timothy D Dimock. Review regulatory record here.
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