Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Cumming is a financial professional with over 5 years of experience in the industry. Timothy has held positions at Daiwa Capital Markets America Inc. and Pershing LLC. Timothy is currently registered with National Financial Services LLC and holds the Series 99, Series 99TO, and SIE licenses. Timothy is a dedicated professional who is committed to providing their clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
03/24/2023 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
09/07/2017 - 10/22/2020
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NJ
03/28/2017 - 09/06/2017
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 07/24/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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