Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Rose is a financial advisor with Morgan Stanley, a firm with approximately $10 billion - $50 billion in assets under management. Timothy has been in the industry since 1994 and holds both Series 63 and 65 licenses, in addition to Series 7 and SIE. Timothy is registered with 28 state regulatory authorities and is approved to advise clients in both the United States and Texas. Timothy has experience in a variety of investment areas including asset allocation, financial planning, pension consulting, and educational seminars. Timothy is a highly experienced and knowledgeable financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
10/15/2018 - Present
Morgan Stanley (Scranton PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCRANTON PA)
PA
03/02/2000 - 04/02/2007
MORGAN STANLEY DW INC. (SCRANTON PA)
MO
10/01/1999 - 03/01/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/22/1994 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 03/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Rose is the right advisor for you? Invested Better is here to help.
