Unclaimed
Timothy Craig Hucks is an investment advisor representative with over 40 years of experience in the financial industry. Currently, Timothy is registered with Capital Investment Advisory Services, LLC. Timothy has previously worked for Programmed Equities Corporation, Securities Service Network, Inc., PML Securities Company, Lowry Financial Services Corporation, and John Hancock Distributors, Inc. Timothy is licensed to provide financial advice in District of Columbia, Florida and North Carolina. Timothy holds several industry licenses, including the Series 6, 7, 22, 24, 63, and 65 exams. Timothy is a financial planning expert with experience in managing portfolios for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/28/2022 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NA
04/06/1992 - 04/05/1993
PROGRAMMED EQUITIES CORPORATION
TN
06/07/1990 - 04/10/1992
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
DE
12/02/1986 - 06/20/1990
PML SECURITIES COMPANY (NEWARK DE)
NA
08/14/1985 - 11/26/1986
LOWRY FINANCIAL SERVICES CORPORATION
NA
03/24/1982 - 08/26/1985
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 05/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/12/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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