Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy Corcoran

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy Corcoran

Timothy Corcoran is a registered representative with Smbc Nikko Securities America, Inc.. Timothy has been in the securities industry for over 10 years. Timothy has passed the Series 99, Series 99TO, and SIE exams. Timothy is based in Jersey City, NJ.

Firm Information

Timothy Corcoran is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy Corcoran’s Registration & Firm History

NJ

02/15/2023 - Present

Smbc Nikko Securities America, Inc. (Jersey City NJ)

NY

09/11/2012 - 04/26/2017

JEFFERIES LLC (NEW YORK NY)

Not sure if Timothy Corcoran is right for you?

Licenses & Designations

BC

Issued 02/15/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2022

Series 99TO - Operations Professional Examination

BC

Issued 09/10/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Corcoran.
Not sure if Timothy Corcoran is right for you?