Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Listermann is an investment advisor representative with Principal Securities, Inc. in Richmond, KY. Timothy has been in the securities industry for over 8 years, with experience at TD Ameritrade, Inc., VALIC Financial Advisors, Inc., and Fidelity Brokerage Services LLC. Timothy has a Series 7, Series 66, and SIE licenses, and is registered with the state of Kentucky. Timothy specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals. In addition to his role with Principal Securities, Inc., Timothy is also a bank officer at Principal Bank and Principal Trust Company, where he assists with managing Principal retirement plan account relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
KY
09/15/2023 - Present
Principal Securities, Inc. (RICHMOND KY)
NC
05/26/2020 - 07/21/2020
TD AMERITRADE, INC. (CARY NC)
NC
10/27/2017 - 02/07/2020
VALIC FINANCIAL ADVISORS, INC. (DURHAM NC)
KY
10/13/2015 - 05/25/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 11/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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