Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Cody is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy has been in the financial industry since 2012. Timothy has a Series 63, 65 and 7 licenses. Timothy is registered to provide investment advice and sell securities in 18 states. Timothy is also a co-owner of Cody Properties LLC. Timothy is a member of the Chamber 630. Previous employers include Calamos Financial Services LLC and Quest Capital Strategies, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/07/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
11/24/2014 - 07/12/2017
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
CA
10/17/2014 - 11/21/2014
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IL
03/09/2011 - 08/15/2013
TRADELINK L.L.C. (CHICAGO IL)
IA
Issued 09/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Cody is the right advisor for you? Invested Better is here to help.
