Unclaimed
Timothy Dooley is a registered representative at Goldman Sachs & Co. LLC. Timothy has been in the securities industry since 2010. Prior to joining Goldman Sachs, Timothy was a registered representative with MORGAN STANLEY & CO. LLC from 2010-2015. Timothy holds the Series 7, Series 99TO, and SIE licenses. Timothy specializes in providing financial planning, portfolio management for businesses and individuals, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
UT
09/02/2022 - Present
Goldman Sachs & Co. LLC (SALT LAKE CITY UT)
NY
10/07/2010 - 07/24/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/02/2022
Series 99TO - Operations Professional Examination
BC
Issued 11/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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