Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Christopher Hughes is a financial advisor in Scottsdale, AZ with over 28 years of experience in the industry. Timothy currently works at Ameriprise Financial Services, LLC and has also held positions with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, and Dean Witter Reynolds Inc. Timothy has earned certifications as a Certified Financial Planner. Timothy is licensed to provide investment advice in 26 states, including California, Texas, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/06/2023 - Present
Ameriprise Financial Services, LLC (SCOTTSDALE AZ)
AZ
05/01/2015 - 10/17/2023
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
07/18/2008 - 05/11/2015
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
AZ
10/15/2002 - 07/23/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
NY
07/15/1999 - 10/10/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/15/1994 - 09/13/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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