Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Carroll has been in the financial services industry since 2004. Timothy is currently registered with MFS Fund Distributors, Inc. in Boston, MA. Previously, Timothy was registered with Edward Jones in Glendale, AZ, M&I Financial Advisors, Inc in Peoria, AZ and Edward Jones in Phoenix, AZ. Timothy holds licenses in several states. Timothy is a licensed Series 7, Series 63, Series 65 and SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/29/2011 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
AZ
08/24/2009 - 03/10/2011
EDWARD JONES (GLENDALE AZ)
AZ
09/10/2007 - 08/17/2009
M&I FINANCIAL ADVISORS, INC (PEORIA AZ)
AZ
06/02/2004 - 09/06/2007
EDWARD JONES (PHOENIX AZ)
IA
Issued 01/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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