Unclaimed
Timothy Chin is a registered representative with BMO Capital Markets Corp., based in New York, NY. Timothy has been in the securities industry since 2003. He is registered with FINRA and holds a Series 7, Series 63, Series 79TO, and SIE license. Timothy also has a diverse background with prior experience at BNP PARIBAS SECURITIES CORP. and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
11/15/2021 - Present
BMO Capital Markets Corp. (New York NY)
NY
10/19/2006 - 08/20/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/26/1991 - 07/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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