Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Chien-wei Chen is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with Raymond James & Associates, Inc. Prior to joining Raymond James, Timothy was with WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Timothy holds the Series 7, Series 66, and SIE licenses. Timothy specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Timothy's office is located in San Diego, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/26/2019 - Present
Raymond James & Associates, Inc. (San Diego CA)
CA
01/01/2008 - 07/16/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
08/17/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NY
10/24/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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