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Timothy Chiang

Capital ONE Securities, Inc.

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About Timothy Chiang

Timothy Chiang is a financial advisor with Capital ONE Securities, Inc. located in New York, NY. Timothy has been in the financial services industry since June 1998. He is registered with FINRA and holds the Series 63, Series 7, Series 86, and Series 87 licenses. Timothy is licensed to conduct business in New York. Previously, Timothy worked at Northland Securities, Inc., BTIG, LLC, CRT Capital Group LLC, FTN Equity Capital Markets Corp., Natxis Bleichroeder Inc., Banc of America Securities LLC, and Warburg Dillon Read LLC.

Firm Information

Timothy Chiang is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Chiang’s Registration & Firm History

NY

06/23/2022 - Present

Capital ONE Securities, Inc. (New York NY)

NY

03/24/2020 - 05/20/2022

NORTHLAND SECURITIES, INC. (NEW YORK NY)

NY

05/12/2015 - 02/07/2020

BTIG, LLC (New York NY)

CT

02/09/2010 - 05/04/2015

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

04/18/2006 - 02/08/2010

FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)

NY

06/17/2003 - 04/18/2006

NATEXIS BLEICHROEDER INC. (NEW YORK NY)

NY

06/29/1999 - 03/03/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/15/1997 - 07/08/1999

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/14/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Chiang.
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