Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Charles States is a financial advisor with over 35 years of experience in the industry. Timothy is currently registered with LPL Financial LLC and has been active in the financial industry since May 16, 1988. Prior to LPL, Timothy has held roles at various firms including OSAIC WEALTH, INC., Securities America, Inc., LIFEMARK SECURITIES CORP., PURSHE KAPLAN STERLING INVESTMENTS, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., UBS PAINEWEBBER INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EDWARD D. JONES & CO., L.P. Timothy holds licenses for Series 63, 65, 66 and 7 exams, which allows Timothy to provide a wide range of financial services to clients. Timothy is registered as an Investment Advisor Representative in Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
08/30/2024 - Present
LPL Financial LLC (ALEXANDRIA VA)
VA
06/14/2024 - 08/22/2024
OSAIC WEALTH, INC. (ALEXANDRIA VA)
VA
12/21/2018 - 06/14/2024
SECURITIES AMERICA, INC. (ALEXANDRIA VA)
DC
11/21/2014 - 12/26/2018
LIFEMARK SECURITIES CORP. (Washington DC)
DC
01/02/2009 - 11/06/2014
PURSHE KAPLAN STERLING INVESTMENTS (WASHINGTON DC)
DC
01/08/2003 - 12/31/2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (WASHINGTON DC)
NJ
08/20/1999 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/28/1994 - 09/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/27/1992 - 04/05/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/26/1984 - 07/21/1988
EDWARD D. JONES & CO., L.P.
BOTH
Issued 05/20/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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