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Timothy Charles Simon

THE Caprock Group, LLC

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About Timothy Charles Simon

Timothy Charles Simon is a financial advisor registered with the state of New Jersey, currently working at The Caprock Group, LLC. The Caprock Group, LLC is a wealth management firm that focuses on portfolio management for individuals, businesses, and pooled investment vehicles. Timothy Simon holds the Series 63, Series 65, and Series 7 licenses. His experience includes working at Barclays Capital Inc. and Rose Management Group before joining The Caprock Group, LLC.

Firm Information

Timothy Simon is currently registered with THE Caprock Group, LLC. THE Caprock Group, LLC is a wealth management and consulting firm based in Boise, ID. They provide financial planning, selection of other advisers, and portfolio management services to individuals, businesses, and charitable organizations. The firm manages approximately $9.36 billion in assets.
THE Caprock Group, LLC

800 WEST MAIN STREET

BOISE, ID 83702

$9.36B

Assets Under Management

386

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wealth management & consulting

Wealth management & consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Simon’s Registration & Firm History

NJ

04/25/2024 - Present

THE Caprock Group, LLC (Green Village NJ)

NY

08/26/2014 - 07/06/2018

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/19/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Timothy Charles Simon.
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