Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Charles Peterson is a financial advisor with Jefferies LLC. Timothy has been in the financial services industry since 1999 and has a broad range of experience in securities, investment banking and municipal securities. Timothy holds several licenses including Series 7, Series 52, Series 53, Series 63, Series 79 and Series 30. Timothy is registered in all 50 states, as well as the District of Columbia and Puerto Rico. Timothy was previously employed at J.P. Morgan Securities LLC and First Southwest Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/18/2020 - Present
Jefferies LLC (HOUSTON TX)
TX
02/22/2011 - 05/01/2020
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
10/31/2002 - 02/08/2011
FIRST SOUTHWEST COMPANY (HOUSTON TX)
TX
12/10/1997 - 08/06/2001
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 02/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 04/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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