Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Mariano is a financial advisor at LPL Enterprise, LLC based in Sarasota, Florida. Timothy has been in the financial services industry since 1997. Timothy specializes in portfolio management for individuals and businesses, financial planning, and educational seminars. Timothy is registered with the state of Florida as a broker-dealer and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/18/2024 - Present
LPL Enterprise, LLC (SARASOTA FL)
FL
05/21/2020 - 04/01/2022
MML INVESTORS SERVICES, LLC (TAMPA FL)
NY
07/28/2003 - 08/09/2019
GFI SECURITIES LLC (NEW YORK NY)
NY
02/08/2000 - 09/04/2001
GARBAN CORPORATES LLC (NEW YORK NY)
NJ
05/27/1999 - 02/02/2000
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
11/25/1997 - 03/24/1999
GARBAN CORPORATES LLC (NEW YORK NY)
NY
01/20/1997 - 10/09/1997
LIBERTY BROKERS (NEW YORK NY)
NJ
01/06/1997 - 10/09/1997
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
01/24/1995 - 01/23/1997
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NY
09/20/1994 - 12/19/1994
PATRIOT SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 10/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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