Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Hines is a financial professional with over 20 years of experience in the industry. Timothy is currently registered with Stifel, Nicolaus & Company, Inc. in Irvine, California. Prior to joining Stifel, Nicolaus & Company, Inc., Timothy has held positions at several firms including FINANCE 500, INC., R.W. SMITH & ASSOCIATES, LLC, GREAT PACIFIC SECURITIES, TAHOE FIXED INCOME, LLC, MUTUAL SECURITIES, INC., CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., MISCHLER FINANCIAL GROUP, INC., VINING-SPARKS IBG, LIMITED PARTNERSHIP, GILFORD SECURITIES INCORPORATED, and BARABAN SECURITIES, INC. Timothy holds the Series 7, Series 52TO, Series 63, Series 72, and SIE licenses. Timothy specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2024 - Present
Stifel, Nicolaus & Company, Inc. (Irvine CA)
CA
03/18/2019 - 08/19/2024
FINANCE 500, INC. (IRVINE CA)
CA
09/23/2015 - 04/03/2017
R.W. SMITH & ASSOCIATES, LLC (REDONDO BEACH CA)
CA
03/27/2015 - 06/02/2015
GREAT PACIFIC SECURITIES (COSTA MESA CA)
CA
12/05/2011 - 09/11/2013
TAHOE FIXED INCOME, LLC (CARLSBAD CA)
CA
04/04/2011 - 11/18/2011
MUTUAL SECURITIES, INC. (LAGUNA BEACH CA)
CA
05/02/2009 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
01/09/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
11/03/1999 - 01/11/2001
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
TN
04/05/1999 - 09/10/1999
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
NY
08/30/1995 - 03/24/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
CA
04/07/1995 - 09/05/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
CA
07/12/1991 - 08/10/1992
CRUTTENDEN & CO., INC. (NEWPORT BEACH CA)
BC
Issued 03/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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