Unclaimed
Timothy Charles Diminico is a financial advisor registered with Northwestern Mutual Investment Services, LLC. He is a registered investment advisor in Massachusetts and holds Series 6, 7, 63, and 65 licenses. Timothy has been in the financial services industry since 2008. Timothy has been registered with Northwestern Mutual Investment Services, LLC since 2012. He is currently licensed in 24 states, and specializes in working with clients who have banking or thrift institutions. Timothy is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
04/02/2012 - Present
Northwestern Mutual Investment Services, LLC (Woburn MA)
IA
Issued 03/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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