Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Caso is a financial professional with over 20 years of experience in the industry. Timothy has a broad range of experience having worked with firms such as Equity Services, Inc. and MML Investors Services, LLC. Timothy has a Series 6, 7, 63, and 65 license and has worked in several states including Pennsylvania, New Jersey, and Michigan. Currently, Timothy works for SPC in the Ann Arbor, MI branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
09/26/2022 - Present
SPC (ANN ARBOR MI)
PA
05/14/2020 - 09/17/2021
EQUITY SERVICES, INC. (MEDIA PA)
PA
01/26/2018 - 03/16/2020
MML INVESTORS SERVICES, LLC (HORSHAM PA)
NJ
10/12/2016 - 09/19/2017
CONCORDE INVESTMENT SERVICES, LLC (Marlton NJ)
PA
02/24/2014 - 12/22/2014
AMERIPRISE FINANCIAL SERVICES, INC. (CONSHOHOCKEN PA)
NJ
05/23/2013 - 02/12/2014
BCG SECURITIES, INC. (HADDONFIELD NJ)
PA
12/02/2011 - 05/20/2013
METLIFE SECURITIES INC. (LANSDALE PA)
PA
04/30/2010 - 11/28/2011
NATIONWIDE SECURITIES, LLC (QUAKERTOWN PA)
NJ
06/26/2007 - 01/23/2009
METLIFE SECURITIES INC. (SOMERSET NJ)
PA
10/16/2006 - 05/29/2007
HORNOR, TOWNSEND & KENT, INC. (WARRINGTON PA)
NE
08/24/2004 - 08/25/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
PA
08/21/2002 - 06/22/2004
AMERICAN FINANCIAL ASSOCIATES, INC. (EASTON PA)
NY
04/25/2002 - 06/19/2002
GRANITE SECURITIES, LLC (WOODBURY NY)
PA
06/22/1998 - 01/03/2002
AMERICAN FINANCIAL ASSOCIATES, INC. (EASTON PA)
IL
11/04/1994 - 04/16/1998
LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)
NY
03/17/1994 - 06/08/1994
MONY SECURITIES CORP. (NEW YORK NY)
NJ
10/20/1989 - 01/27/1990
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
NA
06/23/1988 - 10/02/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 07/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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