Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Carroll is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Timothy has been working in the financial industry since March 7, 2011. Timothy is licensed to provide investment advice in the state of Ohio and currently holds the Series 66, Series 7, and Series 24 licenses. Timothy previously worked at U.S. Bancorp Investments, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
06/14/2022 - Present
Northwestern Mutual Investment Services, LLC (Toledo OH)
OH
05/09/2012 - 04/14/2022
U.S. BANCORP INVESTMENTS, INC. (FREMONT OH)
MO
01/07/2011 - 04/30/2012
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Carroll is the right advisor for you? Invested Better is here to help.
