Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy C. Smith is a financial advisor with The Ayco Company, LP, located in COHOES, NY. Timothy has been working in the financial services industry since April 15, 2002, with previous experience at Rockefeller Financial LLC, Goldman Sachs & Co. LLC, and Mercer Allied Company, L.P.. Timothy holds Series 7, 9, 10, 27, 63, 99TO and SIE licenses. Timothy is registered to provide advisory services in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/11/2021 - Present
THE Ayco Company, LP (COHOES NY)
NY
08/08/2019 - 06/07/2021
ROCKEFELLER FINANCIAL LLC (Saratoga Springs NY)
NY
09/22/2003 - 09/03/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
10/05/2012 - 08/02/2019
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
03/27/2002 - 12/11/2003
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 10/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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