Unclaimed
Timothy Butler has been a registered representative in the securities industry since February 18, 2001. Timothy is currently registered with Ice Bonds Securities Corp. and holds multiple securities licenses including Series 7, 24, 52TO, 55, 57TO, 63, and 65. Timothy is also licensed to conduct business in Georgia, Louisiana, New York, Ohio, and Virginia. Prior to joining Ice Bonds Securities Corp. Timothy worked for Ladenburg Thalmann & Co. Inc., Securities America, Inc., Triad Advisors LLC, OSAIC Wealth, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., VALIC Financial Advisors, Inc., Advantage Capital Corporation, American General Securities Incorporated, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2024 - Present
ICE Bonds Securities Corp. (NEW YORK NY)
NY
06/02/2022 - 05/17/2024
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NE
09/21/2021 - 05/17/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
09/21/2021 - 05/17/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NY
02/24/2003 - 05/17/2024
OSAIC WEALTH, INC. (NEW YORK NY)
MN
05/17/2013 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
05/07/2008 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/07/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
TX
03/21/2013 - 04/29/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
GA
05/07/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
05/07/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
02/16/2001 - 02/24/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/14/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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