Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Frye is a financial professional with over 7 years of experience in the industry. Timothy is currently registered with Houlihan Lokey Capital, Inc. and holds Series 63, SIE, and Series 79 licenses. Timothy previously worked at 7M SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/18/2023 - Present
Houlihan Lokey Capital, Inc. (Charlotte NC)
NC
05/10/2016 - 04/15/2024
7M SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 07/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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