Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Carroll is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with The Leaders Group, Inc. in Littleton, CO. Timothy is a Series 7, 6, 63, and SIE licensed representative. Previously, Timothy was employed by HORNOR, TOWNSEND & KENT, INC. in Horsham, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/15/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
PA
12/10/1998 - 11/14/2003
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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