Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Broadway Woodlock is a financial advisor with LPL Financial LLC, with over 10 years of experience in the industry. Timothy has a wide range of experience, having worked with firms such as Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Sagepoint Financial. Timothy holds Series 7, 9, 10, 24, 63, and 66 securities licenses. Timothy is registered with the state of California as a Broker-Dealer and Investment Advisor. Timothy is also registered with the state of Texas as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/30/2022 - Present
LPL Financial LLC (GLENDALE AZ)
GA
06/26/2019 - 12/20/2021
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
06/26/2019 - 12/20/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
06/26/2019 - 12/20/2021
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
06/26/2019 - 12/20/2021
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
08/23/2018 - 05/30/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
03/10/2010 - 07/24/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 05/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/29/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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