Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Yarbrough is a financial advisor with RBC Capital Markets, LLC. Timothy has been in the financial industry since April 30, 2000. Timothy is registered with FINRA and has a Series 7, Series 24, Series 63, Series 65, and Series 66. Timothy also holds a FINRA Series 99 which is a registration for general securities principal. Timothy is licensed to provide investment advice in Arizona, California, Connecticut, Delaware, Maine, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, Pennsylvania, Rhode Island, Texas and Utah. Timothy previously worked for Wells Fargo Clearing Services, LLC, USAA Financial Advisors, Inc., Edward Jones, Lincoln Financial Distributors, Inc., Wells Fargo Funds Distributor, LLC, Charles Schwab & Co., Inc., John Hancock Funds, LLC, Fixed Income Securities, LP, American Funds Distributors, Inc., USAA Investment Management Company, and CitiCorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/02/2023 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
TX
06/22/2020 - 02/05/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
03/16/2020 - 05/27/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
11/28/2018 - 07/24/2019
EDWARD JONES (SAN ANTONIO TX)
PA
08/19/2014 - 10/11/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
08/11/2010 - 08/07/2014
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
TX
09/17/2009 - 07/29/2010
CHARLES SCHWAB & CO., INC. (SAN ANTONIO TX)
MA
08/19/2005 - 03/23/2009
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
CO
02/02/2004 - 07/14/2005
FIXED INCOME SECURITIES, LP (MONUMENT CO)
CA
04/27/2000 - 01/06/2004
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
TX
07/22/1997 - 03/21/2000
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NY
08/21/1996 - 06/27/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 12/18/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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