Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Walls is a registered representative and investment advisor representative, currently with Concourse Financial Group Securities, Inc.. Timothy has 20 years of experience in the financial services industry. Timothy has worked at multiple firms including SA STONE WEALTH MANAGEMENT INC., REGIONS SECURITIES LLC, CETERA INVESTMENT SERVICES LLC, PROEQUITIES, INC., MORGAN KEEGAN & COMPANY, INC., SECURITIES AMERICA, INC., AMSOUTH INVESTMENT SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/01/2021 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
AL
09/13/2016 - 02/26/2021
SA STONE WEALTH MANAGEMENT INC. (Birmingham AL)
AL
02/19/2016 - 08/08/2016
REGIONS SECURITIES LLC (BIRMINGHAM AL)
MN
01/23/2014 - 11/18/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
AL
10/12/2012 - 09/27/2013
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
10/08/2008 - 10/15/2012
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
CO
04/08/2008 - 09/26/2008
SECURITIES AMERICA, INC. (DENVER CO)
AL
02/13/2007 - 04/11/2008
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
03/22/2002 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MN
12/11/2001 - 01/24/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/11/2001 - 01/24/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2010
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/04/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Walls is the right advisor for you? Invested Better is here to help.
