linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy Brian Caulder

PFS Investments Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy Brian Caulder

Timothy Caulder is a financial professional with over 15 years of experience in the financial services industry. Timothy holds the Series 7, 63, and 66 securities licenses and has been registered with the state of North Carolina. Timothy is currently registered with PFS Investments Inc. and has previously worked at Navy Federal Brokerage Services, LLC, Wells Fargo Advisors, LLC, and Scottrade, Inc. Timothy has a strong background in financial planning and portfolio management and is committed to providing personalized financial advice to his clients.

Firm Information

Timothy Caulder is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy Caulder’s Registration & Firm History

OK

06/07/2023 - Present

PFS Investments Inc. (EDMOND OK)

NC

05/21/2021 - 07/09/2021

NAVY FEDERAL BROKERAGE SERVICES, LLC (JACKSONVILLE NC)

NC

01/12/2015 - 06/11/2015

WELLS FARGO ADVISORS, LLC (WILMINGTON NC)

NC

09/16/2013 - 11/27/2013

SCOTTRADE, INC. (WILMINGTON NC)

FL

09/20/2012 - 08/27/2013

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

FL

12/06/2007 - 10/04/2011

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

Not sure if Timothy Brian Caulder is right for you?

Licenses & Designations

BOTH

Issued 06/11/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/11/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy Brian Caulder. Review regulatory record here.
Not sure if Timothy Brian Caulder is right for you?